2 Of 21 Scats Is A Computer Based Area Traffic Management System It Is A Complete Sy 2924876
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 SCATS is a computer based area traffic management system. It is a complete system that 
 includes hardware, software, and a unique control philosophy. The system operates in realtime, adjusting signal timings in response to variations in traffic demand and system capacity. 
 The purpose of SCATS, as with any area traffic control system, is to control traffic on an area 
 basis rather than on an individual, uncoordinated intersection basis. 
 New Generation SCATS 
 SCATS has been constantly improved and enhanced on a regular basis as new technologies 
 become available. The SCATS team has responded to the needs of the end-user and has now 
 released SCATS 6 which provides far more flexibility for the decision maker, the Traffic 
 Engineer and most importantly the accountant!. 
 This new generation has moved to a PC platform, has increased the number of intersections 
 that can be connected to one PC, has improved data collection resources and reporting 
 facilities along with improved management and monitoring methods. 
 SCATS 6 can be made available in the following formats with pricing to suit the end-user 
 based on their needs and budget. 
  Full Real Time Traffic Adaptive 
  Fixed Time Plans 
  Dial In Dial Out 
 Comparisons are available on request between the old and the new with the improvements too 
 large to itemise in this brochure. Details are available from the contacts listed on page 12, see 
 the hyperlink e-mail connection. 
 SCATS has always been a real time adaptive traffic management system. Nothing has 
 changed except the recognition of the variety of systems required by traffic engineers in 
 diverse traffic conditions around the world. 
 In this brochure SCATS is described in its most functional role, that of a real time, responsive, 
 adaptive traffic management system. Details of the method of fixed time plan operation are 
 available on request as well as the Dial In Dial Out system which offers unique remote access 
 to sites in outlying cities that need to be monitored on a daily basis reducing the need for 
 constant visits to check operation. 
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 Adaptive System Copes with Unusual Demand 
 Adaptive SCATS, unlike “fixed-time” or “semi-responsive” systems, requires no precalculation of composite signal timing plans. Logic and algorithms in the system’s controllers 
 and traffic control computer analyse real-time traffic data from vehicle detectors to produce 
 signal timings which are suitable for the prevailing traffic conditions. 
 Many other area traffic control systems control the signals on a “fixed-time” basis in which a 
 series of signal timing plans are brought into operation at certain times of the day. Each plan 
 determines the timing of individual signals, and the time relationship between signals is precalculated based on previously surveyed traffic conditions. 
 A “fixed-time” system is generally unable to cope with unpredicted traffic conditions. 
 SCATS has addressed this problem when releasing SCATS 6 and has improved decision 
 making capabilities built into the FTP system to compensate for this deficiency in fixed time 
 operation. 
 No Need To Update Timing Plans 
 Furthermore, as traffic conditions change with the passage of time, fixed time plans become 
 outdated. This requires the area to be resurveyed and new signal timing plans calculated every 
 few years. Experience has shown this procedure to be expensive and to require resources 
 which are not always readily available. 
 As a result, the development of new plans is either deferred beyond the useful life of the old 
 plans or “ad hoc” changes are made to the plans and timetables, usually resulting in suboptimum performance. 
 More Responsive Control Method Required 
 The problems of “fixed-time” systems suggest that a technique more responsive to changing 
 traffic conditions would be more appropriate and more acceptable to the motoring public. 
 SCATS Offers Real Time Responsiveness 
 The implementation of a fully responsive system does not, however, mean that the careful 
 design of each intersection can be avoided. The present state of technology only allows for 
 the real-time variation of signal timings at the intersections which have been designed to suit 
 known or anticipated traffic requirements. 
 A degree of adaptability of the local design to varying traffic requirements can be 
 accommodated by a system such as SCATS. This is done by providing a variable sequence of 
 phases and the ability to omit phases or movements from the sequence on a cycle-by-cycle 
 basis, when there is no demand. 
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 Four Modes of Operation 
 SCATS provides for operation of signals in the system under four modes: 
  Masterlink 
  Flexilink, 
  Isolated, 
  Flashing Yellow. 
 The adaptive mode, known as Masterlink, provides the integrated traffic responsive 
 operation. 
 In the event of failure of a regional computer or loss of communications, the local controllers 
 can revert to a form of time based coordination known as Flexilink. In this mode, adjacent 
 signals are synchronised by reference to the power mains frequency or an accurate crystal 
 controlled clock and signal timing plans are selected by time of day. Local vehicle actuation 
 facilities are operational in this mode. 
 Signals may also operate in an Isolated mode with local vehicle actuation being the sole 
 operating strategy. 
 The fourth mode is Flashing Yellow in which the normal signal display is replaced by 
 flashing yellow displays on all approaches or flashing yellow and flashing red to different 
 approaches. 
 Any Mode Can be Used 
 Provided communications are functional, signal operation can still be centrally monitored in 
 Flexilink, Isolated and Flashing modes. Any signal may be set to any of the four modes by an 
 operator using a SCATS workstation or by time of day. 
 Two Levels of Control 
 SCATS control of traffic is effected at two levels which determine the three principle signal 
 timing parameters of traffic signal coordination; phase split, cycle length and offset. These 
 two levels are referred to as “strategic” and “tactical”. 
 Strategic Control 
 SCATS “strategic” control refers to the top level of control which is impressed on a network 
 of coordinated signals by the regional computer. Using flow and occupancy data collected 
 from loop detectors in the road by the local controllers, the strategic algorithms determine, on 
 an area basis, the optimum cycle length, phase splits and offsets to suit the prevailing average 
 traffic conditions. This is carried out for adjacent groups of signals (usually one to ten in size) 
 which are known as subsystems. 
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 Subsystems 
 The subsystem in SCATS is the basic unit of strategic control. Each subsystem consists of 
 one or more intersections and contains only one critical intersection which requires accurate 
 and variable phase splits. The intersections in a subsystem form a discrete group which are 
 always coordinated together and share a common cycle length and inter-related split and offset 
 selection. Phase splits for minor intersections in the subsystem are, by definition, non critical 
 and are therefore either non-variable or selected by a matching process which selects splits 
 which are compatible with the splits in operation at the critical intersection. 
 Subgroup Linking – building large coordinated systems automatically 
 To give coordination over larger groups of signals, subsystems can link together to form larger 
 systems, operating on a common cycle length. These links, which determine the offsets 
 between the subsystems, may be permanent or may link and un-link. This ensures that where 
 traffic flow between subsystems is sufficient to warrant coordination the link is enforced but 
 when one or more subsystems can operate more efficiently at a lower cycle time, the link is 
 broken. 
 Degree of Saturation 
 The basic traffic measurement used by SCATS for strategic control is the degree of saturation 
 on each approach or, more accurately, a measure analogous to degree of saturation. Inductive 
 loop vehicle detectors placed in important approach lanes at the stop line of the critical 
 intersections (and some detectors at other intersections) are defined in the regional computer 
 data base as strategic detectors. The local controller collects flow and occupancy data during 
 the green of the approach and, after pre-processing, it is sent to the regional computer and 
 used (together with automatically self calibrated saturation flow data for each detector) to 
 calculate the SCATS “degree of saturation” (DS). 
 DS is defined as the ratio of the effectively used green time to the total available green time on 
 the approach. The effectively used green time is the length of green which would be just 
 sufficient to pass the same platoon of vehicles had they been travelling at optimum headways 
 as in saturation flow conditions. The algorithm is capable of producing values of DS greater 
 than unity in congested conditions, enabling SCATS to deal effectively with over saturated 
 traffic. 
 Effect on Cycle Time 
 Cycle time is increased or decreased to maintain the degree of saturation around 0.9 (user 
 definable) on the lane with the greatest degree of saturation. A lower limit for cycle time 
 (usually 30 to 40 seconds) and an upper limit (usually 100 to 150 seconds) are specified by the 
 user. Cycle time can vary by up to 21 seconds each cycle but this limit is substantially 
 reduced unless a strong trend is recognised. 
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 Effect on Phase Splits 
 Phase splits are varied by a few percent each cycle in such a way as to maintain equal degrees 
 of saturation on competing approaches, thus minimising delay. The minimum split which can 
 be allocated to a phase is either a user definable minimum or, more usually, a value 
 determined from the local controller’s minimum phase length. The current cycle time and the 
 minimum requirements of the other phases limit the maximum split, which can be allocated to 
 a phase. 
 Offsets 
 Offsets are selected for each subsystem (ie., the offsets between intersections within the 
 subsystem) and between subsystems which are linked together on the basis of traffic flow. In 
 this way, the best offsets are selected for the high flow movements. Other links carrying 
 lower flows may not receive good coordination if the cycle time is inappropriate. However, 
 when traffic conditions permit the use of a cycle time which can provide good offsets on a 
 majority of links, the system tends to maintain this cycle time even though a smaller cycle 
 time would provide sufficient capacity. Optimal offsets on the heavy flow links minimise the 
 total number of stops in the system, reducing fuel consumption and increasing capacity of the 
 system. 
 Tactical Control 
 SCATS “tactical” control refers to the lower level of control which is undertaken by the local 
 controllers at each intersection. Tactical control operates under the strategic umbrella 
 provided by the regional computer but provides local flexibility to meet the cyclic variation in 
 demand at each intersection. Tactics essentially provide for green phases to be terminated 
 early when the demand for the phase is less than the average demand and for phases to be 
 omitted entirely from the sequence if there is no demand. Conditional signal group 
 introduction is also provided. The local controller bases its tactical decisions on information 
 from the vehicle detector loops at the intersection, some of which may also be strategic 
 detectors. 
 Tactical Control is the Responsibility of the Controller 
 The tactical level of control is carried out in the local controller using exactly the same 
 operational techniques as described for isolated operation for a local controller. The degree to 
 which tactical control is able to modify the signal operation is entirely under the control of the 
 regional computer. 
 Tactical Control different to Isolated 
 A basic difference from isolated operation is that one phase, usually the main road phase, 
 cannot skip and cannot terminate early by action of gap and waste timers. This is because all 
 controllers in a linked group must share a common cycle time to achieve coordination. Any 
 time saved during the cycle as a result of other phases terminating early or being skipped may 
 be used by subsequent phases or is added on to the main phase to maintain each local 
 controller at the system cycle length. 
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 Strategic and Tactical Control Together Equals Efficiency On The Street 
 The combination of strategic control which varies the split, cycle time and offsets in response 
 to gradual changes in traffic demand patterns together with tactical control which handles the 
 rapid but smaller changes in demand cycle by cycle results in a very efficient operation of the 
 signals on the street. 
 Operator Control 
 SCATS provides the operator with a range of manual functions to override the normal 
 automatic operation. These functions allow manual control of signal lamps to “on”, “flash” or 
 “off”; manual selection of link mode to Masterlink, Flexilink or Isolated mode; manual 
 selection or alteration of split, cycle time or offset either on an individual intersection or for a 
 whole subsystem; a dwell facility which allows any signal to be held on a nominated green 
 phase for as long as required. 
 Variation by Timetable 
 SCATS also allows for system operation to be varied by a timetable. Almost any function 
 which can be executed manually can also be set up to occur at specified times on specified 
 days. For example, in a central business district, pedestrian walks may be automatically 
 introduced on business days, late shopping nights and other periods of high pedestrian 
 activity. 
 Special Routines 
 A range of special routines is also available in SCATS which allows the user to define special 
 operations to occur under special conditions. These routines are used to address requirements 
 not covered by the general operation of SCATS. It is features of this type which enable every 
 detail of signal operation to be tailored to meet the operational needs of each individual 
 intersection. SCATS is the only system to offer such a feature. 
 Capacity 
 The theoretical capacity of SCATS regional traffic control software is 250 intersections. 
 Software is available in a variety of increments as follows: 
  0-16 Intersections 
  17-32 Intersections 
  Subsequent increases are in multiples of 32 Intersections 
 FALLBACK OPERATION 
 Automatic Fallback 
 In the event of regional computer failure, loss of communications between the computer and 
 any local controller, failure of all strategic detectors or certain other local malfunctions, the 
 affected intersection(s) will “fallback” to a user defined mode of operation which may be 
 either Flexilink (time based coordination) or Isolated operation. 
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 Coordination Maintained During Fallback 
 If specified by the user, fallback at one intersection will also cause other intersections in the 
 subsystem to fall back and, optionally, intersections in adjacent linked subsystems. In this 
 way, if Flexilink is specified as the fallback mode, coordination can be maintained between 
 intersections affected by the failure. 
 The Controller is the Key 
 All data necessary for fallback operation is held in the local controller, ie., local signal timings 
 for Isolated operation and plans and schedules for Flexilink operation. A copy of this data is 
 held in the regional computer so that it may be “downloaded” from the regional computer to 
 the local controller in the event of it being lost. The clocks in the local controllers are 
 periodically checked by the regional computer and adjusted as necessary. 
 SYSTEM HARDWARE – COMPUTER PLATFORM 
 Distributed, Hierarchical System 
 SCATS has been designed in a modular configuration to suit the varying needs of small, 
 medium, and large cities. Personal Computers are used. In its simplest form, a single regional 
 computer can control signals at up to 250 intersections. Expansion of the system is achieved 
 by installing additional regional computers. For large systems, it is usual to add a Central 
 Management Computer which provides centralised access for data input, monitoring and 
 traffic data collection, improved system management support, data analysis, data backup, fault 
 logging and analysis and a system inventory. These features ease the logistic burden of 
 managing larger systems. A typical large system SCATS computer configuration is shown in 
 Figure 1. 
 Regional Computers 
 Personal Computers operating under the Windows NT operating system are used for the 
 SCATS regional traffic control function. This software operates on standard PCs and The 
 Digital Alpha range of computers. Asynchronous serial (multiport) interfaces and modems 
 (one channel per intersection controller) interface the Regional Computer to the intersection 
 communications lines. Regional computers are usually located near the centre of the group of 
 signals to be controlled in order to minimise the cost of communications lines. 
 Central Management Computers 
 SCATS Central Management Computer can be a Personal Computer operating under the 
 Windows NT operating system. Communications with Regional Computers and 
 Workstations is via an Ethernet LAN or, for serial communications with remote Regional 
 Computers, via a PC based Communications Processor. 
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 User Interfaces 
 Operator interface to SCATS is normally by a Personal Computer (PC) acting as a 
 workstation terminal and running RTA interface software. Minimum requirement is 486 DX 
 or better with a 32 bit operating system (Windows 95 or Windows NT V4). The graphical 
 user interface requires a minimum screen resolution of 800 x 600 (Super VGA). 
 PC workstations are able to operate in the following modes: 
  Local mode (as a free standing PC) 
  Local network mode (accessing any computer on the LAN) 
  SCATS workstation, providing access to the traffic control system and management 
 subsystems provided by the Central Management Computer. 
  Workstations may be connected via the LAN (eg thin wire Ethernet), via a terminal server 
 or direct to a Regional Computer. 
  Field terminals (eg laptop PC) connected to a local controller are also supported. 
 MONITORING AND CONTROL FACILITIES 
 The full range of operator commands and monitoring functions is available from all 
 workstations subject to the security access afforded to each operator as defined in the 
 database. Passwords are provided for security purposes. These facilities are provided from 
 workstations at the control centre, any regional computer, and any intersection controller or 
 remotely via modem. The data displayed includes: 
For Intersections:
For Subsystems:
 Lamps ON/OFF/FLASHING 
      Current phase demands 
      Detectors occupied 
      Cycle length 
      Operational mode 
      Alarms 
      Phase running 
      Time in Phase. 
 Current splits 
      Current offset plan 
      System cycle length 
      System detector data 
Graphical User Interface 
 A graphical user interface (GUI) is now the standard user interface, replacing the previous 
 character based screen. The intersection monitoring window with a small intersection graphic 
 display is illustrated in Figure 2. Data entry is by forms, an example of which is shown in 
 Figure 3. All alarms are logged and can be viewed with the Alarm management window as 
 seen in Figure 4. 
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 Graphics 
 The PC workstations support full colour graphics in a sizeable window. Four levels of colour 
 graphics display are provided: 
  The Server window: Figure 5 shows a map of the whole system indicating by colour the 
 boundaries of each region and the traffic conditions at the six most heavily trafficked 
 subsystems in each region. 
  The Graphics window Regional display: Figure 6 shows a map of the selected regional area 
 with an on-line representation of traffic flow conditions by means of colouring the roads 
 with five different colours representing traffic conditions in the range from very light traffic 
 to heavy congested conditions. 
  The Graphics window Subsystem display: Figure 7 shows the selected subsystem layout 
 together with an on-line graphical bar chart representation of traffic flow and density as 
 measured by the strategic detectors in the subsystem. 
  The Graphics window Intersection display: Figure 8 shows the selected intersection layout 
 and phasing design with real time display of detector operation and phase greens. 
 On-Line Control 
 It is possible to display and/or change all adaptive control parameters from any system 
 workstation while the regional computer is on-line both by operator command and 
 automatically by time of day. There is no need to take the regional computer off-line when 
 altering data or re-configuring the dimensions of any data array. Manual control of any 
 intersection is also possible from any system workstation. 
 Alarm Conditions 
 The system provides a comprehensive set of alarm conditions to warn the operator of all 
 unusual or fault conditions. These alarms are logged automatically on occurrence and 
 clearance and can be queried at any time. Alarms are also provided for congested traffic 
 conditions in each subsystem. 
 SYSTEM HARDWARE – LOCAL CONTROLLERS 
 Four Controller Modes 
 SCATS local controllers can operate in four modes. These modes can be invoked manually or 
 automatically by the regional computer or at the local controller. 
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 Masterlink Mode 
 In the adaptive mode the regional computer determines the phase sequence and the maximum 
 duration of each state and the duration of walk displays. The local controller may terminate 
 any phase under the control of the local vehicle actuation timers or skip an undemanded phase 
 unless prohibited by instructions from the regional computer. 
 The regional computer controls the phase transition points in the local controller subject to the 
 local controller safety interval times being satisfied (eg. minimum green, pedestrian clearance 
 etc.). On completion of the transition to a new phase, the local controller times the minimum 
 green, and minimum walk intervals and then waits for a phase termination command from the 
 regional computer. On receipt of the command to move to the next phase, the local controller 
 then independently times the necessary clearance intervals (eg. yellow, all-red) for the phase 
 termination. 
 Communications errors or faulty operation of the traffic control computer cannot cause the 
 local controller to produce dangerous signal displays such as short greens, short pedestrian 
 clearances, short yellows or short reds as would be the case if the local controller depended on 
 the regional computer for the timing of all intervals. 
 The termination of pedestrian walk signals is also under the control of the regional computer 
 so as to allow the walk timing to be varied to match prevailing traffic conditions. The 
 duration of the walk signal cannot, however, be less than the prescribed minimum walk. 
 Flexilink Mode 
 In Flexilink (time based coordination) mode the phase sequence and the maximum duration of 
 each phase and the duration of walk signal displays is determined by the current plan. The 
 local controller may terminate any phase under the control of the local vehicle actuation 
 timers (gap, headway and waste) or skip an undemanded phase unless prohibited by 
 instruction within the plan. Flexilink is the usual fallback mode of operation. 
 Isolated Mode 
 In Isolated mode the state sequence and the maximum duration of each phase is as specified in 
 the local controller time-settings. The local controller may terminate any phase under the 
 control of the local vehicle actuation timers (gap, headway and waste) or skip an undemanded 
 phase unless prohibited by the local controller personality. Isolated mode may be specified as 
 the fallback mode of operation. 
 Flash Mode 
 In Flash mode the signals display flashing yellow to all approaches. Other flashing displays 
 can be provided eg., flashing red/yellow. 
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 Phase Sequencing 
 The signal cycle is divided into phases called A, B, C, etc., and these can be introduced in any 
 defined sequence (eg., A-B-C-A). Any phase can be skipped if no vehicle is waiting for a 
 green on that phase (eg., if no vehicle is waiting for B phase the sequence would be A-C-A). 
 In Isolated and Flexilink modes, the sequence is as defined in the local controller personality. 
 In Masterlink mode, the sequence is determined by the regional computer. 
 DETECTION 
 Stop Line Detection 
 All detectors (both strategic and tactical) are normally located at or near the stop line (one in 
 each lane). The calculation of DS relies on the detector being of sufficient length in the 
 direction of traffic flow to ensure that large values of space are not measured under conditions 
 of slow moving, closely spaced traffic (which would appear to be the same as light traffic 
 widely spaced). The detector must not, however, be too long as it would not measure any 
 spaces when traffic moves freely. Research has shown the optimum length of the detection 
 zone to be 4.5 metres. 
 Strategic Detectors 
 Strategic detectors are located at the stop line in order to enable measurement of the use made 
 of the green time by traffic at a point at which the traffic is controlled by the signal. If the 
 strategic detectors were placed remotely from the stop line, assumptions would have to be 
 made about the flow rate actually achieved during the green period. At any time when these 
 assumptions were not valid, an incorrect green time would be allocated to the approach. 
 Tactical Detectors 
 Tactical detectors located at the stop line enable differentiation between the left turn, straight 
 ahead and right turn movements at the intersection both by knowledge of the lane usage in 
 lanes of exclusive use and by speed differential in lane shared by two or more movements. If 
 the detectors were remote from the stop line it would not be possible to identify the intended 
 movement (direction) of detected vehicles due to subsequent lane changing. Additional 
 detectors may be installed in advance of the stop line but this has, in general, been found 
 unnecessary. 
 Detector Requirements 
 Tactical detectors should be provided on all lanes of an approach (or movement) which will 
 benefit from tactical control, the more minor movements being the most suitable. 
 It can be seen that approaches most requiring strategic detection are those least requiring 
 tactical detection and vice-versa, resulting in the need for detection on most approaches. In 
 general, the approach lanes which can be left undetected are lightly used curb lanes on 
 approaches which otherwise require strategic detection and at minor intersections on the 
 “main road” approaches which are not immediately upstream of a major intersection. 
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 COMMUNICATIONS 
 Two Wire Circuits 
 The local controllers are connected to SCATS by standard voice grade telephone lines or a 
 dedicated cable network. In both point to point and multi-drop configurations, a single pair of 
 wires is required. 
 Communications Mode 
 Messages are sent to, and a reply message received from, each intersection controller, every 
 second. 
 In point to point mode data is transmitted at 300 bps full duplex, asynchronous, FSK. 
 The low speed rate required for SCATS communications allows for a high degree of tolerance 
 in the reliability of the local communications network. 
 Roads and Traffic Authority of NSW Contact 
Traffic Systems Branch 
   RTA Transport Management Centre 
   25 Garden St Eveleigh NSW 1430 
   AUSTRALIA 
   Postal Address: 
   Traffic Systems Branch 
   RTA Traffic & Transport Directorate 
   PO Box 1927 
   Strawberry Hills NSW 2012 
   Australia 
   www.rta.nsw.gov.au 
Attention: Jim Giffin 
   Phone: +612 8396 1605 
   Mobile: + 61412 251 860 
   Fax: + 612 8396 1600 
   E-mail: [email protected] 
SCATS Distributor Worldwide Contact
Tyco Electronics Products Group 
   Unit 1 
   2-8 South Street 
   Rydalmere NSW 2116 
   Australia 
Attention: Allen Yip 
   Phone: +612 9638 8212 
   Fax: +612 9638 8113 
   E-mail: [email protected] 
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 Figure 1 
 Central 
 Management 
 Computer 
 with CMS 
 Workstations 
 Communications 
 Processor 
 Regional Computers 
 (serial communications) 
 Regional Computers 
 (LAN connected) 
 Typical SCATS Computer Configuration 
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 Figure 2 
 Monitoring window with small graphic window 
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 Figure 3 
 Data entry form 
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 Figure 4 
 Alarm Manager 
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 Figure 5 
 Server Window 
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 Figure 6 
 Region display 
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 Figure 7 
 Subsystem display 
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 Figure 8 
 Intersection display 
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